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Date 05/08/2010
SEC: Office Of The Chief Accountant Names Academic Fellows
The Securities and Exchange Commission’s Office of the Chief Accountant today announced the selection of Shawn Davis and Saurav Dutta as Academic Accounting Fellows for one-year terms beginning this summer.
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Date 05/08/2010
Program Trading Averaged 28.4 Percent Of NYSE Volume During July 26-30
The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms’ executed volume from NYSE’s orders database. The report includes trading on the NYSE for July 26-30.
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Date 05/08/2010
Opening Statement, Meeting Of: The Agricultural Advisory Committee - CFTC Chairman Gary Gensler
Good morning. Thank you Commissioner Dunn for chairing today’s meeting of the Agricultural Advisory Committee and for your leadership. I also join Commissioner Dunn in thanking my fellow Commissioners and the expert panelists and staff that have joined us this morning.
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Date 05/08/2010
Shira Pavis Minton Named SEC Ethics Counsel
The Securities and Exchange Commission announced today that Shira Pavis Minton has been named as the Commission’s Ethics Counsel in the Office of the General Counsel.
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Date 05/08/2010
Virginia-Based Financial Investments, Inc. Ordered To Pay $130,000 Fine To Settle CFTC Charges Of Repeatedly Failing To File Commodity Pool Annual Reports On Time
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Financial Investments, Inc. (FII) was ordered to pay a $130,000 civil monetary penalty to settle CFTC charges that it repeatedly failed to file its commodity pool’s annual reports in a timely manner. FII, based in Herndon, Va., operated the commodity pool, Financial Investments, L.P., from 2004 until December 2008.
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Date 05/08/2010
SEC Charges Two Individuals For Roles In Innospec FCPA Scheme
The Securities and Exchange Commission today charged a former business director at Innospec, Inc., and the company's third-party agent in Iraq with violating the Foreign Corrupt Practices Act (FCPA) by engaging in widespread bribery of Iraqi government officials to land contracts under the United Nations Oil-for-Food Program and continue selling a fuel additive to Iraq after the program ended. Bribes also were paid to Indonesian officials to enable Innospec to sell the fuel additive to Indonesia
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Date 05/08/2010
Endace Builds On High Performance Trading Technology Success And Strengthens Its Management Team With The Hire Of Kevin Formby As VP Business Development - Proven Expert In High Frequency Trading Will Fuel Company’s Financial Services Business Growth
Endace (LSE: EDA), world leaders in latency measurement and monitoring solutions, today announced the appointment of Kevin Formby as VP Business Development, reporting directly to Mike Riley, Endace Chief Executive Officer.
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Date 05/08/2010
Nomura Appoints Mark Schuermann To Washington D.C. Office
Nomura Holding America Inc., today appointed Mark J. Schuermann as Executive Director, Public Affairs, in the company’s Washington, D.C. office.
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Date 05/08/2010
TSX Block List Leaders - July 2010
Block Trade Summaries TSX Block List LeadersTM Block trades are large trades with a volume of 10,000 shares or more and a value of $100,000 or more. The TSX Block List Leaders lists shows the top ten brokers chosen by their customers to execute these significant block trades on Toronto Stock Exchange. The leaders are measured by volume and value of blocks traded.
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Date 05/08/2010
ICE Announces Labor Day And U.K. Summer Bank Holiday Trading Schedules
IntercontinentalExchange, Inc. (NYSE: ICE), a leading operator of regulated global futures exchanges, clearing houses and over-the-counter (OTC) markets, announced the 2010 Labor Day and bank
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