FTSE Mondo Visione Exchanges Index:
News Centre
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Date 12/06/2009
Tokyo Stock Exchange Imposes Penalty On Monex, Inc.
The TSE imposed a fine of JPY 3 million on Monex, Inc. (hereafter "Monex" or "the company") as the company's management of the electronic information processing system relating to financial instruments business was deemed insufficient.
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Date 12/06/2009
Osaka Securities Exchange: Establishment Of Remote Transaction Participant System
Osaka Securities Exchange Co., Ltd. (hereinafter referred to as “OSE”) will establish a Remote Transaction Participant System which allows Foreign Securities Brokers to access directly to the OSE markets as Transaction Participants without having a branch office, etc. in Japan, in order to further increase liquidity of the OSE markets and to improve efficiency in pricing and the competitiveness of the OSE markets in the world.
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Date 12/06/2009
SEC And ASC Charge Alabama Broker-Dealer For Rampant Churning And Extensive Supervisory Violations
The Securities and Exchange Commission and the Alabama Securities Commission (ASC) have charged a Birmingham, Ala.-based broker-dealer in connection with rampant churning of customer accounts, widespread supervisory failures, and other securities violations that resulted in significant harm to clients and substantial profit to the firm. Also charged by the SEC and ASC were several of the firm's senior officers and registered representatives. Churning is a fraudulent practice that occurs when a b
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Date 12/06/2009
Japan's Financial Services Agency: Business Accounting Council (Planning And Coordination Committee) Agrees On “Application of International Financial Reporting Standards (IFRS) In Japan (Interim Report)”
On June 11, 2009, the Planning and Coordination Committee (the Committee) of the Business Accounting Council (BAC) held a meeting on the application of IFRS in Japan. At the meeting, the Committee agreed upon “Application of International Financial Reporting Standards (IFRS) in Japan (Interim Report)”.
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Date 12/06/2009
HKEx Report On Review Of Financial Reports Published by Listed Issuers
The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), today (Friday) published a report summarising key observations and findings from its review of 100 financial reports released by listed issuers in 2007 and 2008. The report is available under the Regulatory Framework a
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Date 12/06/2009
MCX Commodity Exchange Weekly Market Report - June 06-June 11, 2009
Click here to download MCX Commodity Exchange's weekly market report.
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Date 12/06/2009
NASDAQ OMX Announces Timeline For Competitive Central Counterparty Clearing In Nordics - EMCF, EuroCCP And SIX x-clear Agree On January 29th 2010 Timeline For CCP Interoperability On NASDAQ OMX Nordic Markets
NASDAQ OMX Nordic, part of The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ), today announces that its central counterparty clearing (CCP) service partners EMCF, EuroCCP and SIX x-clear have agreed to achieve interoperability by January 29th 2010. Interoperability between the CCP parties allows members at NASDAQ OMX Nordic exchanges to interact with mult
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Date 12/06/2009
Shanghai Stock Exchange, China Securities Index Co. Update Industry Classification Of Listed Companies
The Shanghai Stock Exchange (SSE) and China Securities Index Co., Ltd. (CSI) have recently published the adjusted industry classification of A-share listed companies on the SSE and the Shenzhen Stock Exchange according to the annual reports of 2008. The adjustment involves 101 A-share listed companies, among which 76 companies have gone through adjustment of primary industry classification. Such adjustment helps to better reflect the listed companies' industry structures and enhance the investme
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Date 12/06/2009
Japan's Financial Services Agency: Public Consultation On “A Draft Framework For Inspection/Supervision Of Foreign Audit Firms, Etc.”
The revised Certified Public Accountants Act, which became effective in April 2008, introduced notification requirements, accompanied with administrative actions such as instruction, mandatory collection of reports and on-site inspection, for foreign audit firms, etc.
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Date 11/06/2009
Speech By SEC Chairman Mary L. Schapiro: Improving The Role Of The Securities Regulators In A Changing Global Financial System
IOSCO 2009 34th Annual Conference Tel Aviv, Israel June 11, 2009 Good morning. And, thank you Hans [Hoogervorst, Chairman, Authority for the Financial Markets, Netherland, and Vice Chair of the IOSCO Technical Committee] for that kind introduction.
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