FTSE Mondo Visione Exchanges Index:
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Date 13/01/2011
CFTC Sanctions Commodity Trading Advisor Alan F. Dasher - Dasher Prohibited From Acting In Any Registered Capacity For Three Years
The Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of fraud charges against Alan F. Dasher, a Philadelphia-based Commodity Trading Advisor. The CFTC order finds that reckless trading conducted by Dasher operated as a fraud upon his customers.
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Date 13/01/2011
SEC Charges Arizona-Based Health Food Company And Former Executives With Accounting Frau
The Securities and Exchange Commission today charged NutraCea, three former executives, and two former accounting personnel for engaging in a fraudulent accounting scheme to inflate sales revenues at the Arizona-based company, which manufactures and sells health food products.
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Date 13/01/2011
CME Group Inc. Completes Refinancing Of Three-Year Revolving Credit Agreement, Prepayment Of Three-Year Term Loan And Termination Of Interest Rate Swap
CME Group Inc., the world's leading and most diverse derivatives marketplace, today announced that it has completed the refinancing of its three-year revolving credit and term loan agreement with an original maturity date of August 2011. The facility has been replaced with a $1 billion multi-currency revolving credit agreement with an expiration of January 2014.
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Date 13/01/2011
CFTC: Opening Statement, Public Meeting On Proposed Rules Under Dodd-Frank Act - Commissioner Michael V. Dunn
Thank you all for joining us today for this important meeting regarding the implementation of the Dodd-Frank Act. Today’s meeting will address proposed rules regarding: Position limits for physical commodity derivatives; and Documentation requirements for swap dealers and major swap participants.
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Date 13/01/2011
Program Trading Averaged 27.7 Percent Of NYSE Volume During Jan. 3-7
The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms’ executed volume from NYSE’s orders database. The report includes trading on the NYSE for Jan. 3-7.
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Date 13/01/2011
"Precious Parameters" - Statement Of Commissioner Bart Chilton At The 9th CFTC Public Meeting On Rulemaking Under The Wall Street Reform And Consumer Protection Act
As regulators, I think we have one key mission. It is embodied in the Commodity Exchange Act. We have a singularity of purpose to ensure efficient and effective markets and to prevent and deter fraud, abuse and manipulation. Quite frankly, I think we can do better. We can because the new Wall Street Reform and Consumer Protection Act requires that we develop what many of us consider to be some fairly precious parameters.
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Date 13/01/2011
SEC Charges Former Board Chairman And Two Business Associates In Insider Trading Scheme
The Securities and Exchange Commission today charged the former Chairman of the Board at Home Diagnostics Inc. with illegally tipping friends and business associates with inside information about an impending acquisition of the company.
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Date 13/01/2011
CFTC: Statement, Prior To Notice Of Proposed Rulemaking – Position Limits For Derivatives - Commissioner Scott D. O’Malia
Introduction I believe that releasing this proposed rule for comment in its present form while simultaneously implementing a separate “position points” directive is an attempt to set position limits that is inconsistent with the language and purpose of the Dodd-Frank Act. I believe that the proposed rule and the supplemental directive will create uncertainty regarding the regulatory standards for Commission action and enforcement in a way that does not comply with the req
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Date 13/01/2011
December 2010 FIF Automated Trading Analysis Report – Executive Summary
Click here to download the FIF December 2010 automated trading analysis executive summary.
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Date 13/01/2011
CFTC: Opening Statement, Open Meeting On The Ninth Series Of Proposed Rulemakings Under The Dodd-Frank Act - Commissioner Jill E. Sommers
Good Morning- I would like to begin again today by thanking the staff of both of the teams for all of the hard work on the proposals we are considering today. Sarah Josephson has had a number of different rules contained within the internal business conduct standards and this is the final proposal for her team. I want to express my appreciation to all of them. The position limit team has also been before us on a number of different occasions and I want to thank all of them for their per
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