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Tokyo Stock Exchange Compliance Quarterly (Inspection) Report

Date 19/11/2002

The TSE reviews whether their trading participants comply with TSE rules and regulations and whether they have any problems in their securities business operations. The TSE also take precautions against possible violations, act to prevent recurrence of the same violations, and introduce disciplinary measures when necessary. This is the quarterly report describing these activities.

The quarterly report can be viewed by clicking here.