FTSE Mondo Visione Exchanges Index:
News Centre
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Date 10/07/2009
Fact Sheet: U.S. Administration’s Regulatory Reform Agenda Moves Forward - Legislation For Strengthening Investor Protection Delivered To Capitol Hill
Continuing its push to establish new rules of the road and make the financial system more fair for consumers and investors, the Administration today delivered proposed legislation to strengthen the SEC's authority to protect investors. The legislation outlines steps to establish consistent standards for all those who provide investment advice about securities, to improve the timing and the quality of disclosures, and to require accountability from securities professionals.&n
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Date 10/07/2009
BMV - Bolsa Mexicana De Valores June 2009 Performance Report
Click here to download download BMV Mexican Stock Exchange’s market performance report for June 2009.
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Date 10/07/2009
SIFMA Recommends Full Market Close On July 20 For Trading Of US Dollar-Denominated Fixed-Income Securities In Japan In Observance Of The Marine Day Holiday
The Securities Industry and Financial Markets Association has confirmed its previous recommendation for a full market close on Monday, July 20, for the trading of US dollar-denominated fixed-income securities in Japan in observance of the Marine Day Holiday.
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Date 10/07/2009
SEC Freezes Assets Of Illinois-Based Hedge Fund Manager Who Was $2 Billion Feeder To Petters Ponzi Scheme
The Securities and Exchange Commission today announced fraud charges and an asset freeze against a Highland Park, Ill.-based hedge fund manager and his firm for facilitating a multi-billion dollar Ponzi scheme operated by Minnesota businessman Thomas Petters.
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Date 10/07/2009
NASDAQ OMX Has Scheduled Its Second Quarter 2009 Results Announcement
NASDAQ OMX (Nasdaq:NDAQ) has scheduled its Second Quarter 2009 results announcement for Thursday, August 6, 2009.
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Date 10/07/2009
Autorité Des Marchés Financiers: New Strategy Proposals
Click here to download the AMF's new strategy proposals (end of consultation: 15 September 2009).
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Date 10/07/2009
Tokyo Commodity Exchange: Extending The Suspension Period Of Bait Order Generation Related To Standard Combination Order (SCO)
As previously announced on June 29 (2009 TOCOM Notice No.140), TOCOM has been suspending the generation of bait orders between Tuesday, June 30 to Friday, July 10 since the problem related to bait orders occurred. Meanwhile, the Exchange conducted the verification test after receiving the modified code from Nasdaq OMX on Tuesday, June 30.
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Date 10/07/2009
SEC Charges Ameriprise In Fraudulent Scheme To Obtain Undisclosed Compensation - Ameriprise To Pay $17.3 Million To Settle SEC Charges
The Securities and Exchange Commission today announced an enforcement action against Minneapolis-based broker-dealer Ameriprise Financial Services, Inc., for receiving millions of dollars in undisclosed compensation as a condition for offering and selling certain real estate investment trusts (REITs) to its brokerage customers. Ameriprise agreed to pay $17.3 million to settle the SEC's charges.
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Date 10/07/2009
NYSE Euronext Announces New Enhancements To NYSE Arca Equities Trading Technology - Provides Customers With Greater Functionality And New Innovative Order Types
NYSE Arca, the all-electronic U.S. equities exchange of NYSE Euronext (NYX), today announced the launch of four Self-Trade Prevention (STP) modifiers for NYSE Arca equities customers. Designed to prevent unintended interaction between the same Exchange Traded Permit IDs (ETP ID), STP modifiers allow customers to voluntarily restrict their orders from executing with their same ETP ID.
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Date 10/07/2009
U.S. Treasury Secretary Timothy F. Geithner Before The House Financial Services And Agriculture Committees - Joint Hearing On Regulation Of OTC Derivatives
Chairman Frank, Ranking Member Bachus, Chairman Peterson, Ranking Member Lucas, members of the Financial Services and Agriculture Committees, thank you for the opportunity to testify today about a key element of our financial regulatory reform package – a comprehensive regulatory framework for the over-the-counter (OTC) derivatives markets.
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