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News Centre
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Date 22/12/2009
SEC Proposes Rule Amendments To Facilitate Access To Capital Markets
The Securities and Exchange Commission today announced that it has proposed amendments to Rule 163 under the Securities Act to further facilitate the ability of certain large companies to communicate with broader groups of potential investors and gauge the level of interest in the market for their securities offerings.
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Date 22/12/2009
Japan's Financial Services Agency Publishes English Translation Of “Annual Supervisory Policies For Insurance Companies, Etc. For Program Year 2009”
The FSA published today an English translation of “Annual Supervisory Policies for Insurance Companies, etc. for Program Year 2009”
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Date 22/12/2009
December 2009 “Market’s Measure” - Preliminary Report - A Monthly Report From Dow Jones Indexes And STOXX Ltd. On The Performance Of U.S., European, Asia And Other Global Stock Market Indexes -
Dow Jones Industrial Average Posts 0.67% Gain in DECEMBER, European Stocks Gain 4.55%, Asia Falls 2.05% and World Equities Fall by 0.35% Basic Resources Sector Posts Biggest Gain for 2009 in Europe & Worldwide Technology Sector Takes the Hardest Hit for 2009 in Asia
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Date 22/12/2009
CESR Issues Advice On Mergers, Master-Feeder Structures And Cross-Border Notification Of And KID Methodologies For UCITS
CESR delivers today two pieces of work related to the future UCITS IV Directive: a technical advice on mergers of UCITS, master-feeder UCITS structures and cross-border notification and two methodologies for Key Investor Document for UCITS.
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Date 22/12/2009
Scotiabank Becomes First Canadian Bank To Operate In The Dubai International Financial Centre
The Dubai International Financial Centre (DIFC) today announced that Scotiabank, one of North America's leading financial institutions, has received a license from the Dubai Financial Services Authority (DFSA) to operate within the financial district.
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Date 22/12/2009
Japan’s Financial Services Agency Publishes English Translation Of “Annual Supervisory Policies For Financial Instruments Business Operators, Etc. For Program Year 2009”
The FSA published today an English translation of “Annual Supervisory Policies for Financial Instruments Business Operators, etc. for Program Year 2009.”
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Date 22/12/2009
ABR Financial Selects Chi-Tech’s MarketPrizm Ultra Low Latency Trading Infrastructure Service
Chi-X Global Technology, LLC (“Chi-Tech™”), the technology services unit of Chi-X Global Inc., today announced that its MarketPrizm™ infrastructure service has been selected by ABR Financial to power its high frequency and algorithmic trading applications.
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Date 22/12/2009
Japan's Financial Services Agency Publishes English Translation Of “Annual Supervisory Policies For Regional Financial Institutions For Program Year 2009”
The FSA published today an English translation of “Annual Supervisory Policies for Regional Financial Institutions for Program Year 2009.”
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Date 22/12/2009
8th China Corporate Governance Forum Kicks Off - Three Special Awards For Governance Of Listed Companies Granted By The Shanghai Stock Exchange For The First Time
The 8th China Corporate Governance Forum, hosted by the Shanghai Stock Exchange (SSE) under the auspices of the State-owned Assets Supervision and Administration Commission (SASAC) of the State Council and the Organization for Economic Cooperation and Development (OECD), was held in Shanghai on December 18 to celebrate the 19th anniversary of the SSE. SSE President Zhang Yujun presided over the opening ceremony of the Forum and the awarding ceremony for governance of listed companies, at whic
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Date 22/12/2009
Japan's Financial Services Agency Publishes English Translation Of “Annual Supervisory Policies For Major Banks For Program Year 2009”
The FSA published today an English translation of “Annual Supervisory Policies for Major Banks for Program Year 2009”.
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